From $30,000 a month to $400,000 a month in 7 months and closed $250M transaction ($7M Success Fee).
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Their Industry Is Long Over-due For Disruption. We Are The Catalyst.
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Allen & Thomas, LLP is a boutique business law firm with offices in New York City and Los Angeles, specializing in securities law, regulatory compliance, and corporate litigation. As our retained SEC law firm, they provide expert legal counsel to navigate complex financial regulations and ensure compliance with SEC and FINRA requirements.
David Allen brings nearly thirty years of experience in securities law, having worked extensively in litigation, regulatory compliance, and financial services. His deep understanding of SEC and FINRA regulations makes him a valuable resource for guiding firms through capital raising and compliance challenges.
As part of our program, participants gain exclusive access to SEC attorneys from Allen & Thomas, LLP, ensuring expert legal guidance and compliance support for all securities-related matters.
• Expertise in SEC and FINRA Compliance
• Specialized in Securities Law & Capital Markets
• Decades of Experience in Financial Regulations
• Strategic Legal Guidance for Growth & Compliance
• Program Participants Gain
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